CH26900 - Information & Inspection Powers: Penalties: Penalty assessments: Types of appeal and procedures

A person can appeal to the tribunal against

  • the imposition of an initial or daily penalty, and
  • the amount of the initial penalty (if this is assessed in an incorrect amount) or the amount of the daily penalty, and
  • the imposition of a penalty for providing inaccurate information or producing a document that contains an inaccuracy in response to an information notice, and
  • the amount of the inaccuracy penalty.

An appeal must

  • be addressed to HMRC in writing
  • reach us within 30 days beginning with the date on which the penalty assessment was issued, and
  • state the grounds of appeal.

»Ê¹ÚÌåÓýapp appeal is treated in the same way as an appeal against an assessment to income tax except that

  • the tribunal’s decision-making power is as set out below, and
  • the due date and enforcement of the penalty is as set out in CH26880.

This means that the appeal can be settled by agreement between HMRC and the appellant. »Ê¹ÚÌåÓýapp HMRC appeal review procedure introduced by SI2009/56 applies to appeals against information notices, see the Appeals, Reviews and Tribunals Guidance (ARTG).

If the appeal cannot be settled by agreement (with or without a review) the person may notify their appeal to the tribunal. On hearing the appeal, the tribunal may

  • confirm or cancel our decision to impose a penalty, and/or
  • confirm the amount of the penalty or substitute another amount that we had the power to impose.

FA08/SCH36/PARA47

FA08/SCH36/PARA48

CEMA79/S118G